ID | Date | Month | Category | Regulatory Update | Details |
---|---|---|---|---|---|
1 | 03-04-2023 | April | Corporate | CDSL notifies submission of compliance of closure of findings identified during VAPT | CLICK HERE |
2 | 03-04-2023 | April | Corporate | CDSL notifies guidelines in pursuance of amendment to SEBI KYC registration agency (KRA) regulations, 2011 | CLICK HERE |
3 | 03-04-2023 | April | Corporate | CDSL notifies handling of clients’ securities by trading members (TM) / clearing members (CM) | CLICK HERE |
4 | 03-04-2023 | April | Corporate | NSDL issues Circular for Amendments to Business Rules of NSDL w.r.t Removal of Reference of the Executive Committee from the Business Rules chapter 19- APPENDIX - I, II and III | CLICK HERE |
5 | 03-04-2023 | April | Corporate | BSE issues notice for Filing of announcements in XBRL format on BSE listing centre | CLICK HERE |
6 | 03-04-2023 | April | Corporate | BSE issues notice for Margin Trading Compliance Certificate for half year ended March 31, 2023 | CLICK HERE |
7 | 03-04-2023 | April | Corporate | BSE issues notice for Reporting for Artificial Intelligence (AI) and Machine Learning (ML) applications and systems offered and used by market intermediaries | CLICK HERE |
8 | 03-04-2023 | April | Corporate | BSE issues notice for Surveillance Measure for securities under IBC | CLICK HERE |
9 | 03-04-2023 | April | Corporate | BSE issues notice for Master Circular Finance and Accounts March 31, 2023 | CLICK HERE |
10 | 03-04-2023 | April | Corporate | BSE issues notice for Revised and Standardized “Terms Of Reference” for “Cyber Security and Cyber Resilience Audit report” of Stock Brokers / Trading Members across Exchanges | CLICK HERE |
Subscribe to our regulatory updates and stay on top of the compliances