ID | Date | Month | Category | Regulatory Update | Details |
---|---|---|---|---|---|
1 | 14-04-2023 | April | Corporate | CDSL notifies Mode of Operation | CLICK HERE |
2 | 14-04-2023 | April | Corporate | CDSL notifies online submission of actions required on FATF public statements after February 2023 plenary | CLICK HERE |
3 | 14-04-2023 | April | Corporate | NSDL issues Circular for Operational guidelines in respect of Handling of Clients Securities by Trading Members (TM) / Clearing Members (CM) | CLICK HERE |
4 | 14-04-2023 | April | Corporate | NSDL issues Circular for Submission of VAPT Compliance Report | CLICK HERE |
5 | 14-04-2023 | April | Corporate | BSE issues notice for Two-way SaaS portability - Guidelines and SOP | CLICK HERE |
6 | 14-04-2023 | April | Corporate | BSE issues notice for Surveillance Measure for securities under IBC | CLICK HERE |
7 | 14-04-2023 | April | Corporate | BSE issues notice for Submission of Internal Audit Report for half year ended March 31, 2023 through BEFS (BSE Electronic Filing System) | CLICK HERE |
8 | 14-04-2023 | April | Corporate | BSE issues notice for Accessing RTRMS applications through SSO | CLICK HERE |
9 | 14-04-2023 | April | Corporate | NSE issues Circular for Measure in respect of companies with high Promoter as well as non- Promoter 'Encumbrance' as per Reg.28(3) of SEBI (SAST) Regulation 2011 | CLICK HERE |
10 | 14-04-2023 | April | Corporate | NSE issues Circular for Member Interface Testing- Two-way portability across clearing corporation | CLICK HERE |
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