ID | Date | Month | Category | Regulatory Update | Details |
---|---|---|---|---|---|
1 | 02-11-2022 | November | Corporate | Ministry of Finance notifies for Real Estate Agents in the PMLA Act,2002 | CLICK HERE |
2 | 02-11-2022 | November | Corporate | SEBI issues notice for SEBI Settlement Scheme for 150 Stock Brokers, 2022 | CLICK HERE |
3 | 02-11-2022 | November | Corporate | NCDEX issues Circular for Guidelines on Compliance Officers | CLICK HERE |
4 | 02-11-2022 | November | Corporate | MSE issues Circular for Framework for automated deactivation of trading and demat accounts in cases of inadequate KYCs | CLICK HERE |
5 | 02-11-2022 | November | Corporate | MCXCCL issues Circular for Guidelines on Compliance Officers | CLICK HERE |
6 | 02-11-2022 | November | Corporate | MCX issues Circular for Guidelines on Compliance Officers | CLICK HERE |
7 | 02-11-2022 | November | Corporate | BSE issues notice for Segregation and Monitoring of Collateral at Client Level - Penalty mechanism for EOD Short Allocation | CLICK HERE |
8 | 02-11-2022 | November | Corporate | BSE issues notice for Enhancement in Regulatory Indicator file format | CLICK HERE |
9 | 02-11-2022 | November | Corporate | SEBI issues Circular for Introduction of credit risk based single issuer limit for investment by mutual fund schemes in debt and money market instruments | CLICK HERE |
10 | 02-11-2022 | November | Corporate | RBI issues a Press Release for Operationalisation of Central Bank Digital Currency – Retail (e?-R) Pilot | CLICK HERE |
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