ID | Date | Month | Category | Regulatory Update | Details |
---|---|---|---|---|---|
1 | 02-12-2022 | December | Corporate | CDSL notifies Amendments to CDSL’s DP operating instructions | CLICK HERE |
2 | 02-12-2022 | December | Corporate | CDSL notifies Framework for freezing of client’s demat account on non-delivery of show cause notice (SCN) | CLICK HERE |
3 | 02-12-2022 | December | Corporate | NSDL issues Circular for Amendments to Business Rules of NSDL under Chapter 18.1 - Enhancement of penalty structure for Depository Participants | CLICK HERE |
4 | 02-12-2022 | December | Corporate | NSDL issues Circular for Framework for deactivation of demat accounts in cases of inadequate KYCs | CLICK HERE |
5 | 02-12-2022 | December | Corporate | BSE issues notice for Payment of SEBI Turnover Fees across segments including applicable GST | CLICK HERE |
6 | 02-12-2022 | December | Corporate | BSE issues notice for Standardization of Exchange to Member Interface for End of Day Files – Equity Segment - Update | CLICK HERE |
7 | 02-12-2022 | December | Corporate | NSE issues Circular for Segregation and Monitoring of Collateral at Client Level | CLICK HERE |
8 | 02-12-2022 | December | Corporate | SEBI issues Circular for Operational Circular for listing obligations and disclosure requirements for Non-convertible Securities, Securitized Debt Instruments and/or Commercial Paper | CLICK HERE |
9 | 02-12-2022 | December | Corporate | SEBI issues Circular for Extension of timeline for implementation of Standardized Industry Classification by CRAs | CLICK HERE |
10 | 02-12-2022 | December | Corporate | RBI notifies Operations of subsidiaries and branches of Indian banks and All India Financial Institutions (AIFIs) in foreign jurisdictions and in International Financial Services Centers (IFSCs) - Compliance with statutory/regulatory norms | CLICK HERE |
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